Our regulatory organization delivers essential services encompassing regulatory compliance resolution, financial asset security, legal support services, and functioning as a primary market oversight authority
Our regulatory body provides key services that include resolving compliance issues, protecting financial assets, offering legal counsel, and serving as the primary market regulatory authority
The Financial Resolution Committee was created as a neutral global panel to guarantee impartial evaluation and settlement of disputes, delivering a more efficient and accelerated alternative to traditional industry oversight bodies and court proceedings. Furthermore, the committee offers enhanced safeguards for investors through its dedicated Protection Reserve
First, the Capital Protection & Compliance Authority (CPCA) will review your matter using the details and supporting documents you submit to assess its viability for evaluation. Should additional information be needed, the CPCA will gather further evidence by soliciting the involved company's perspective. Frequently, the CPCA will transmit your complaint documentation to the appropriate supervised entity
The organization submits a detailed response to the Capital Protection & Compliance Authority, providing a thorough explanation of the reasoning supporting their determination
Should the review indicate that the organization's decision meets regulatory standards, the Capital Protection & Compliance Authority will communicate this finding to you directly
Should it be established that the Capital Protection & Compliance Authority must act in its regulatory capacity, it will manage the situation with the involved organization. Please be aware that the Capital Protection & Compliance Authority might be unable to share the dispute's resolution with you due to privacy requirements